Theme Issue 44

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Theorizing Empire

 

Cover image: Photo of Stibnite, by USGS (20 March 2020)

+ PHILIP POMPER, The History and Theory of Empires, History and Theory, Theme Issue 44 (December 2005), 1-27.

Contemporary histories and theories of empire generally remain within boundaries inspired by varieties of liberalism, and by Marxian theory and its hybrids, in which changing modes of production determine the forms of power, including empire. Liberal theorists and historians of empire generally trace a complex process in which expanding imperial power systems led ultimately to nation-states, democracy, and market economies. For Marxists and postmodern theorists, the formal aspects of empire remain unimportant compared to the broader workings of modes of production and particularly, the global power of capitalism. Michael Hardt and Antonio Negri use the word “empire” to describe the workings of contemporary capitalism and its myriad forms of power. Whether they rely upon the formal definitions of empire or the Marxian-postmodern one, theories of empire often descend from modern utopian visions: perhaps the Kantian variety emphasizing a peaceful union of states and collective learning, or the Marxian one, although now taking into account changes in the mode of production and victims unattended to by Marx and Engels. New technologies and communications networks impress all contemporary theorists. Some proclaim the end of modern power systems and empire; others find empire in a new, postmodern form. Nonetheless, there are stubborn continuities with the modern in the very persistence of modern utopias, the dominance of nation-states, the pursuit of democracy, and the durability of capitalism. Theorists of power and empire have to explain these and other continuities, alongside the disappearance of the more than 400-year-old balance-of-power system in which imperial powers in the European core finally delivered vast power to the United States and the Soviet Union, and created new technologies that strengthen human connection as well as threaten vast destruction. The question of the power of the United States and its imperial status commands the center of attention.

+ ANTHONY PAGDEN, Fellow Citizens and Imperial Subjects: Conquest and Sovereignty in Europe’s Overseas Empires, History and Theory, Theme Issue 44 (December 2005), 28-46.

This article traces the association between the European overseas empires and the concept of sovereignty, arguing that, ever since the days of Cicero—if not earlier—Europeans had clung to the idea that there was a close association between a people and the territory it happened to occupy. This made it necessary to think of an “empire” as a unity—an “immense body,” to use Tacitus’s phrase—that would embrace all its subjects under a single sovereign. By the end of the eighteenth century it had become possible, in this way, to speak of “empires of liberty” that would operate for the ultimate benefit of all their “citizens,” freeing them from previous tyrannical rulers and bringing them under the protection of more benign regimes. In such empires sovereignty could only ever be, as it had become in Europe, undivided. The collapse of Europe's “first” empires in the Americas, however, was followed rapidly by Napoleon’s attempt to create a new kind of Empire in Europe. The ultimate, and costly, failure of this project led many, Benjamin Constant among them, to believe that the age of empires was now over and had been replaced by the age of commerce. But what in fact succeeded Napoleon was the modern European state system, which attempted not to replace empire by trade, as Constant had hoped, but to create a new kind of empire, one that sought to minimize domination and settlement, and to make a sharp distinction between imperial ruler and imperial subject. In this kind of empire, sovereignty could only be “divided.” Various kinds of divided rule were thus devised in the nineteenth century. Far, however, from being an improvement on the past, this ultimately resulted in—or at least contributed greatly to—the emergence of the largely fictional and inevitably unstable societies that after the final collapse of the European empires became the new states of the “developing world.”

+ RÉAL FILLION, Moving beyond Biopower: Hardt and Negri’s Post-Foucauldian Speculative Philosophy of History, History and Theory, Theme Issue 44 (December 2005), 47-72.

I argue in this paper that the attempt by Michael Hardt and Antonio Negri in Empire and Multitude to “theorize empire” should be read both against the backdrop of speculative philosophy of history and as a development of the conception of a “principle of intelligibility” as this is discussed in Michel Foucault’s recently published courses at the Collège de France. I also argue that Foucault’s work in these courses (and elsewhere) can be read as implicitly providing what I call “prolegomena to any future speculative philosophy of history.” I define the latter as concerned with the intelligibility of the historical process considered as a whole. I further suggest, through a brief discussion of the classical figures of Kant, Hegel, and Marx, that the basic features of speculative philosophy of history concern the articulation of both the telos and dynamics of history. My claim is that Hardt and Negri provide an account of the telos and dynamics of history that respects the strictures imposed on speculative philosophy of history by Foucault’s work, and thus can be considered as providing a post-Foucauldian speculative philosophy of history. In doing so, they provide a challenge to other “theoretical” attempts to account for our changing world.

+ JAMES N. ROSENAU, Illusions of Power and Empire, History and Theory, Theme Issue 44 (December 2005), 73-87.

Subsequent to the end of the Cold War, analysts groped for an understanding of the overall structures of world politics that marked the emergence of a new epoch. As a result, the concept of empire became a major preoccupation, with the economic and military power of the United States considered sufficient for regarding it as an empire. Due to the proliferation of new microelectronic technologies and for a variety of other specified reasons, however, the constraints inherent in the new epoch make it seem highly unlikely that the U.S. or any other country can ever achieve the status of an empire. In effect, the substantial shrinkage of time and distance in the current period has led to the replacement of the age of the nation-state that originated with the Treaty of Westphalia in 1648 with the age of the networked individual. It is an age that has developed on a global scale and that has brought an end to the history of empires.

+ RICHARD HELLIE, The Structure of Russian Imperial History, History and Theory, Theme Issue 44 (December 2005), 88-112.

Path dependency is a most valuable tool for understanding Russian history since 1480, which coincides with the ending of the “Mongol yoke,” Moscow’s annexation of northwest Russia, formerly controlled by Novgorod, and the introduction of a new method for financing the cavalry—the core of a new service class. The cavalry had to hold off formidable adversaries (first Lithuania, then the Crimean Tatars, then the Livonians, the Poles, the Swedes, and the Ottomans) for Muscovy to retain its independence. Russia in 1480 was a poor country lacking subsurface mineral resources and with a very poor climate and soil for the support of agriculture. These basic problems inspired autocratic power and by 1515 an ideology was in place justifying it. Religion, literature, and law were employed to support the autocracy. A variant of a caste society was created to support the army. This made up the substance of the first service-class revolution in which all resources (human and intellectual) were mobilized to support a garrison state. After 1667 the external threats to Muscovy diminished, but the service class kept its privileges, especially the land fund and the peasant-serfs. Russia faced major foreign threats again in 1700 and in the 1920s and 1930s. Those threats precipitated the second and third service-class revolutions. The second and third service-class revolutions broadly paralleled the first. Reinvigorated service classes were created with state institutions to support them. As society became more complex, so did the service classes and their privileges. Ideologies (Russian Orthodoxy and then Marxism-Leninism) were converted into devices to support the infallible autocratic ruler and his elites. Almost the entire population was bound to state service, either directly, working to support the service state, or paying taxes. The church and clergy were harnessed first by Peter’s Holy Synod and then Stalin’s Department 5 of the Secret Police after he revived the church during World War II. Writers and artists were also put into uniform, until they finally rebelled—but the arts retained their civic functions, first supporting the regime, and then criticizing it. Finally, law retained its traditional programmatic functions in regimes themselves beholden to no law. As the foreign threats diminished, the service classes lost their function, but the elite servicemen kept their privileges as the service states disintegrated and the service classes lost their collective élan. Both the Russian Empire (in 1917) and then the Soviet Empire (in 1991) collapsed almost without a whimper.

+ THOMAS DAVID DUBOIS, Hegemony, Imperialism, and the Construction of Religion in East and Southeast Asia, History and Theory, Theme Issue 44 (December 2005), 113-131.

Edward Said’s concept of Orientalism portrays the high tide of nineteenth-century imperialism as the defining moment in the establishment of a global discursive hegemony, in which European attitudes and concepts gained a universal validity. The idea of “religion” was central to the civilizing mission of imperialism, and was shaped by the interests of a number of colonial actors in a way that remains visibly relevant today. In East and Southeast Asia, however, many of the concerns that statecraft, law, scholarship, and conversion had for religion transcended the European impact. Both before and after the period of European imperialism, states used religion to engineer social ethics and legitimate rule, scholars elaborated and enforced state theologies, and the missionary faithful voiced the need for and nature of religious conversion. The real impact of this period was to integrate pre-existing concerns into larger discourses, transforming them in the process. The ideals of national citizenship and of legal and scholarly impartiality recast the state and its institutions with a modernist sacrality, which had the effect of banishing the religious from the public space. At the same time, the missionary discourse of transformative conversion located it in the very personal realm of sincerity and belief. The evolution of colonial-era discourses of religion and society in Asia since the departure of European imperial power demonstrates both their lasting power and the degree of agency that remains implicit in the idea of hegemony.

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