Volume 41
Written By Elizabeth Boyle
ARTICLES
Greg Dening, “Performing on the Beaches of the Mind: An Essay," History and Theory 41, no. 1 (2002), 1-24.
History--the past transformed into words or paint or dance or play--is always a performance. An everyday performance as we present our selective narratives about what has happened at the kitchen table, to the courts, to the taxman, at the graveside. A quite staged performance when we present it to our examiners, to the collegiality of our disciplines, whenever we play the role of "historian." History is theater, a place of thea (in the Greek, a place of seeing). The complexities of living are seen in story. Rigidity, patter, and "spin" will always destroy the theater in our history performances. That is because we are postmodern. The novelists, the painters, the composers, the filmmakers give us the tropes of our day, alert us to the fictions in our non-fiction, and give us our freedoms. How do I persuade anyone that the above theory is true? By thea, by seeing its truth. By performing. I have a true story to tell about beaches and those who cross them--Paul Gauguin, Herman Melville, and I.
Karsten R. Stueber, “The Psychological Basis of Historical Explanation: Reenactment, Simulation, and the Fusion of Horizons," History and Theory 41, no. 1 (2002), 25-42.
In this article I will challenge a received orthodoxy in the philosophy of social science by showing that Collingwood was right in insisting that reenactment is epistemically central for historical explanations of individual agency. Situating Collingwood within the context of the debate between simulation theory and what has come to be called "theory theory" in contemporary philosophy of mind and psychology, I will develop two systematic arguments that attempt to show the essential importance of reenactment for our understanding of rational agency. I will furthermore show that Gadamer's influential critique of the reenactment model distinguishes insufficiently between the interpretation of certain types of texts and the explanation of individual actions. In providing an account of individual agency, we are committed to a realistic understanding of our ordinary scheme of action-explanations and have thus to recognize the centrality of reenactment. Nevertheless, Collingwood's emphasis on reenactment is certainly one-sided. I will demonstrate its limitations even for accounting for individual agency, and show how it has to be supplemented by various theoretical considerations, by analyzing the different explanatory strategies that Christopher Browning and Daniel Goldhagen use to explain the behavior of the ordinary men in Reserve Battalion 101 during World War II.
Doyne Dawson, “The Marriage of Marx and Darwin? " History and Theory 41, no. 1 (2002), 43-59.
Recent attempts to develop scientific research strategies for cultural evolution have mostly drawn upon evolutionary biology, but within anthropology there is also an influential tradition of non-biological evolutionary thought whose basic principle is adaptation to the environment. This article is mainly concerned with the "cultural materialist" school of Marvin Harris, but also treats the recent attempt of Jared Diamond to create a more radical model of evolutionary ecology. I argue that the ecological tradition does not represent a real alternative to neo-Darwinism and is in fact a pseudo-Darwinist theory. I also suggest that the bias in favor of materialistic explanation in cultural evolution may not be justified.
REVIEW ESSAYS
Joseph Rouse on Social Constructivism and the Philosophy of Science by Andre Kukla and The Social Construction of What? by Ian Hacking, History and Theory 41, no. 1 (2002), 60-78.
Richard Evans on Historiography in the Twentieth Century: From Scientific Objectivity to the Postmodern Challenge by Georg G. Iggers, History and Theory 41, no. 1 (2002), 79-87.
ARTICLES
Gabrielle M. Spiegel, "Memory and History: Liturgical Time and Historical Time," History and Theory 41, no. 2 (2002), 149-162.
This article investigates the differential structure and representation of time in memory and history. It examines two moments in Jewish historical thought--in the Middle Ages, and in works written within and after the Holocaust--and demonstrates the fundamentally liturgical nature of Jewish historical memory in selected texts from these two periods. Following the groundbreaking work of Yerushalmi, it seeks to demonstrate that for Jews, historical experience is incorporated into the cyclical reenactment of paradigmatic events in Jewish sacred ritual. Recent or contemporary experiences acquire meaning only insofar as they can be subsumed within Biblical categories of events and their interpretation bequeathed to the community through the medium of Scripture, that is to say, only insofar as they can be transfigured, ritually and liturgically, into repetitions and reenactments of ancient happening. In such liturgical commemoration, the past exists only by means of recitation; the fundamental goal of such recitation is to make it live again in the present, to fuse past and present, chanter and hearer, into a single collective entity. History, in the sense that we understand it to consist of unique events unfolding within irreversible linear time, is absorbed into cyclical, liturgical memory. This article argues that the question of Jewish history--both medieval and post-Holocaust--poses in a compelling fashion the question of the relationship between memory and history more generally, and serves to contest the current tendency in academic historiography to collapse history into memory. It claims that to the extent that memory "resurrects," " re-cycles," and makes the past "reappear" and live again in the present, it cannot perform historically, since it refuses to keep the past in the past, to draw the line, as it were, that is constitutive of the modern enterprise of historiography.
Fritz Ringer, "Max Weber on Causal Analysis, Interpretation, and Comparison," History and Theory 41, no. 2 (2002), 163-178.
Max Weber's methodological writings offered a model of singular causal analysis that anticipated key elements of contemporary Anglo-American philosophy of the social and cultural sciences. The model accurately portrayed crucial steps and dimensions of causal reasoning in these disciplines, outlining a dynamic and probabilistic conception of historical processes, counterfactual reasoning, and comparison as a substitute for counterfactual argument. Above all, Weber recognized the interpretation of human actions as a subcategory of causal analysis, in which the agents' visions of desired outcomes, together with their beliefs about how to bring them about, cause them to act as they do.
Wulf Kansteiner, "Finding Meaning in Memory: A Methodological Critique of Collective Memory Studies," History and Theory 41, no. 2 (2002), 179-197.
The memory wave in the humanities has contributed to the impressive revival of cultural history, but the success of memory studies has not been accompanied by significant conceptual and methodological advances in the research of collective memory processes. Most studies on memory focus on the representation of specific events within particular chronological, geographical, and media settings without reflecting on the audiences of the representations in question. As a result, the wealth of new insights into past and present historical cultures cannot be linked conclusively to specific social collectives and their historical consciousness. This methodological problem is even enhanced by the metaphorical use of psychological and neurological terminology, which misrepresents the social dynamics of collective memory as an effect and extension of individual, autobiographical memory. Some of these shortcomings can be addressed through the extensive contextualization of specific strategies of representation, which links facts of representation with facts of reception. As a result, the history of collective memory would be recast as a complex process of cultural production and consumption that acknowledges the persistence of cultural traditions as well as the ingenuity of memory makers and the subversive interests of memory consumers. The negotiations among these three different historical agents create the rules of engagement in the competitive arena of memory politics, and the reconstruction of these negotiations helps us distinguish among the abundance of failed collective memory initiatives on the one hand and the few cases of successful collective memory construction on the other. For this purpose, collective memory studies should adopt the methods of communication and media studies, especially with regard to media reception, and continue to use a wide range of interpretive tools from traditional historiography to poststructural approaches. From the perspective of collective memory studies, these two traditions are closely related and mutually beneficial, rather than mutually exclusive, ways of analyzing historical cultures.
FORUM ON INTENTIONALISM IN INTELLECTUAL HISTORY
Vivienne Brown, "On Some Problems with Weak Intentionalism for Intellectual History," History and Theory 41, no. 2 (2002), 198-208.This paper argues that the notion of weak intentionalism in Mark Bevir's The Logic of the History of Ideas is incoherent. Bevir's proposal for weak intentionalism as procedural individualism relies on the argument that the object of study for historians of ideas is given by the beliefs that are expressed by individuals (whether authors or readers) since these beliefs constitute the historical meaning of the work for those individuals as historical figures. Historical meanings are thus hermeneutic meanings. In the case of insincere, unconscious, and irrational beliefs, however, the beliefs expressed by individuals are not in fact their actual beliefs, and their actual beliefs are now taken to be those expressed by the works. It thus turns out that it is not the beliefs expressed by individuals that are the object of study for historians but the works themselves, since the overriding requirement for historians of ideas is to "make sense of their material" and it is this requirement that determines whether or not the beliefs are to be construed as expressed by individuals or by the works. But once it is accepted that the beliefs that are the object of study for historians are expressed by the works and not by individuals, the original argument that such beliefs are historical hermeneutic meanings for historical figures no longer applies. The argument for weak intentionalism thus turns out to be incoherent. Bevir's argument fails to establish that the object of study for the history of ideas is external to the works, and the attempted distinction between interpreting a work and reading a text also fails.
Mark Bevir, "How to Be an Intentionalist," History and Theory 41, no. 2 (2002), 209-217.The general aim of this paper is to establish the plausibility of a postfoundational intentionalism. Its specific aim is to respond to criticisms of my work made by Vivienne Brown in a paper "On Some Problems with Weak Intentionalism for Intellectual History." Postfoundationalism is often associated with a new textualism according to which there is no outside to the text. In contrast, I suggest that postfoundationalists can legitimate our postulating intentions, actions, and other historical objects outside of the text. They can do so by reference to, first, philosophical commitments to general classes of objects, and, second, inference to the best explanation with respect to particular objects belonging to such classes. This postfoundational intentionalism sets up a suitable context within which to address Brown's more specific questions.
REVIEW ESSAYS
Alfred W. Crosby on Civilizations: Culture, Ambition, and the Transformation of Nature by Felipe Fernández-Armesto, History and Theory 41, no. 2 (2002), 218-224.
Raymond Martin on Denying History: Who Says the Holocaust Never Happened and Why Do They Say It? by Michael Shermer and Alex Grobman, History and Theory 41, no. 2 (2002), 225-238.
Carolyn J. Dean on Traumatic Realism: The Demands of Holocaust Representation by Michael Rothberg, History and Theory 41, no. 2 (2002), 239-249.
Lewis Wurgaft on Freud, Psychoanalysis, Social Theory: The Unfulfilled Promise by Fred Weinstein, History and Theory 41, no. 2 (2002), 250-263.
Philippe Carrard on Le Modèle et le récit by Jean-Yves Grenier, Claude Grignon, Pierre-Michel Menger, History and Theory 41, no. 2 (2002), 250-263.
ARTICLES
James Cracraft, "A Berlin for Historians,” History and Theory 41, no. 3 (2002), 277-300.
On his death in 1997 Isaiah Berlin was widely hailed as a leading philosopher of political liberalism. This article takes the position that Berlin’s philosophical views, particularly those on freedom and cultural pluralism, can also be construed as a valuable guide for historians working in the present, “postmodernist” climate of debate. It further argues that Berlin’s character and career, the subjects already of considerable critical inquiry, lend added authority to these views. The focus is on three lengthy essays on history written by Berlin in the 1950s, one of which was first published in the first issue of this journal. The article concludes, following Berlin, that it is the responsibility of historians, as historians, to recognize the often incommensurate plurality of ultimate values to which their fellow human beings historically have subscribed and to judge, as judge they sometimes must, with that recognition fully in mind. If the result of these as well as the other choices that they make is a plurality of histories, of contending subjects, approaches, methods, and outcomes, that is only to be expected, indeed welcomed. It is freedom in practice, and infinitely preferable as such to any known alternative.
Ryan Dunch, "Beyond Cultural Imperialism: Cultural Theory, Christian Missions, and Global Modernity,” History and Theory 41, no. 3 (2002), 301-325.
“Cultural imperialism” has been an influential concept in the representation of the modern Christian missionary movement. This essay calls its usefulness into question and draws on recent work on the cultural dynamics of globalization to propose alternative ways of looking at the role of missions in modern history. The first section of the essay surveys the ways in which the term “cultural imperialism” has been employed in different disciplines, and some of the criticisms made of the term within those disciplines. The second section discusses the application of the cultural imperialism framework to the missionary enterprise, and the related term “colonization of consciousness” used by Jean and John Comaroff in their influential work on British missionaries and the Tswana of southern Africa. The third section looks at the historiography of missions in modern China, showing how deeply the teleological narratives of nationalism and development have marked that historiography. The concluding section argues that the missionary movement must be seen as one element in a globalizing modernity that has altered Western societies as well as non-Western ones in the nineteenth and twentieth centuries, and that a comparative global approach to the missionary movement can help to illuminate the process of modern cultural globalization.
FORUM ON HISTORIANS AND THE COURTS
Richard J. Evans, "History, Memory, and the Law: The Historian as Expert Witness,” History and Theory 41, no. 3 (2002), 326-345.There has been a widespread recovery of public memory of the events of the Second World War since the end of the 1980s, with war crimes trials, restitution actions, monuments and memorials to the victims of Nazism appearing in many countries. This has inevitably involved historians being called upon to act as expert witnesses in legal actions, yet there has been little discussion of the problems that this poses for them. The French historian Henry Rousso has argued that this confuses memory with history. In the aftermath of the Second World War, judicial investigations unearthed a mass of historical documentation. Historians used this, and further researches, from the 1960s onwards to develop their own ideas and interpretations. But since the early 1990s there has been a judicialization of history, in which historians and their work have been forced into the service of moral and legal forms of judgment which are alien to the historical enterprise and do violence to the subleties and nuances of the historian's search for truth. This reflects Rousso's perhaps rather simplistically scientistic view of the historian's enterprise; yet his arguments are powerful and should be taken seriously by any historian considering involvement in a law case; they also have a wider implication for the moralization of the history of the Second World War, which is now dominated by categories such as "perpetrator," "victim," and "bystander" that are legal rather than historical in origin. The article concludes by suggesting that while historians who testify in war crimes trials should confine themselves to elucidating the historical context, and not become involved in judging whether an individual was guilty or otherwise of a crime, it remains legitimate to offer expert opinion, as the author of the article has done, in a legal action that turns on the research and writing of history itself.
Antoon de Baets, "Defamation Cases against Historians,” History and Theory 41, no. 3 (2002), 346-366.Defamation is the act of damaging another’s reputation. According to recent legal research, defamation laws may be improperly used in many ways. Some of these uses profoundly affect the historian’s work: first, when defamation laws protect reputations of states or nations as such; second, when they prevent legitimate criticism of officials; and, third, when they protect the reputations of deceased persons. The present essay offers two tests of these three abuses in legal cases where historians were defendants. The first test, a short worldwide survey, confirms the occurrence of all three abuses; the second test (an empirical analysis of twenty-one cases (1965–2000) from nine western European countries) the occurrence of the third abuse. Both tests touch on problems central to the historical profession: living versus deceased persons; facts versus opinions; legal versus historical truth; the relationship between human dignity, reputation, and privacy; the role of politicians, veterans, and Holocaust deniers as complainants; the problem of amnestied crimes. The second test—the results of which are based on verdicts, commentaries, and press articles, and presented in a synoptic table—looks closely into the complainants’ and defendants’ profiles, the allegedly defamatory statements themselves, and the verdicts. All statements deemed defamatory were about such contemporary events as World War II (particularly war crimes, collaboration, and resistance) and colonial wars. Both tests amount to two conclusions. The first one is about historians’ professional rights and obligations: historians should make true, but privacy-sensitive or potentially offending, statements only when the public interest is served; otherwise, they should have a right to silence. The second conclusion concerns defamation itself: defamation cases and threats to sue in defamation have a chilling effect on the historical debate; they are often but barely veiled attempts at censorship.
REVIEW ESSAYS
Patrick Wolfe on A Critique of Postcolonial Reason: Toward a History of the Vanishing Present by Gayatri Chakravorty Spivak, History and Theory 41, no. 3 (2002), 367-380.
Jacques Pouchepadass on Provincializing Europe: Postcolonial Thought and Historical Difference by Dipesh Chakrabatry, History and Theory 41, no. 3 (2002), 381-391.
Steve Fuller on Imre Lakatos and the Guises of Reason by John Kadvany, History and Theory 41, no. 3 (2002), 392-409.
Unconventional History
Brian Fay, “Introduction: Unconventional History," History and Theory, Theme Issue 41 (2002), 1-6.
Thomas V. Cohen, “Reflections on Retelling a Renaissance Murder," History and Theory, Theme Issue 41 (2002), 7-16.
This mischievously artful essay plays out on several levels; think of them as storeys of an imaginary castle much like the real, solid, central Italian one it explores and expounds. On its own ground floor, the essay recounts a gruesome murder, a noble husband’s midnight revenge upon his wife and upon her bastard lover, his own half-brother, in her castle chamber, in bed. In sex. Of course. The murder itself is pure Renaissance, quintessential Boccaccio or Bandello, but the aftermath, in fort and village, is more singular, more ethnographically delightful, as castle and village trace a ceremonious passage from frozen limbo to fluid grief and storytelling, finally set in motion by the arrival of the dead wife’s brother. Meanwhile, one flight up, the essay retells my own investigation of the real castle’s geometry, as I clambered through rooms, peered out windows, prowled the roof, and scanned blueprints seeking the places of the plotters’ plots. In an expository attic, I lodge reflections on my teaching stratagems, as I led a first-year seminar into detection’s crafts and exposition’s ploys. All the while, on its rooftop, this essay dances among fantastical chimneys and turrets of high theory and literary practice, musing on the patent irony of artful artifice, which evokes both the irony and the pathos of scholars’ cool histories about hot deeds and feelings. Art suggests we authors had best hide ourselves, unlike normal essayists, so as not to spoil the show. But, I posit, our self-effacement is so conspicuous that it proclaims our presence, as in fact it should, and, by so doing, trumpets the necessary tensions of our artifice and craft. Thus artfulness itself nicely both proclaims and celebrates the bittersweet frustrations of historians’ and readers’ quest for knowledge and, especially, for experience of a lost past.
Steven Conn, “Narrative Trauma and Civil War History Painting, or Why Are These Pictures so Terrible?" History and Theory, Theme Issue 41 (2002), 17-42.
The Civil War generated hundreds of history paintings. Yet, as this essay argues, painters failed to create any iconic, lasting images of the Civil War using the conventions of grand manner history painting, despite the expectations of many that they would and should. This essay first examines the terms by which I am evaluating this failure, then moves on to a consideration of the American history painting tradition. I next examine several history paintings of Civil War scenes in light of this tradition and argue that their “failure” to capture the meaning and essence of the war resulted from a breakdown of the narrative conventions of history painting. Finally, I glance briefly at Winslow Homer’s Civil War scenes, arguably the only ones which have become canonical, and suggest that the success of these images comes from their abandonment of old conventions and the invention of new ones.
Madhumalati Adhikari, “History and Story: Unconventional History in Michael Ondaatje's The English Patient and James A. Michener's Tales of the South Pacific, “ History and Theory, Theme Issue 41 (2002), 43-55.
“Literary history” is a cross between conventional (scientific) history and pure fiction. The resulting hybrid provides access to history that the more conventional sort does not (in particular, a sense of the experiences of the historical actors, and the human meaning of historical events). This claim is demonstrated by an analysis of two novels about World War II, The English Patient by Michael Ondaatje, and Tales of the South Pacific by James Michener. These two very different novels in English are by writers themselves very different from each other, writers from different times, different social and political backgrounds, and different points of view. Their novels examine the effects of the Second World War and the events of 1942 on the human psyche, and suggest how human beings have always searched for the silver lining despite the devastation and devaluation of values. Both novels resist any kind of preaching, and yet the search for peace, balance, and kindness is constantly highlighted. The facts of scientific history are woven into the loom of their unconventional histories. The sense of infirmity created by the formal barriers of traditional history is eased, and new possibilities for historical understanding are unveiled.
Marjorie Becker, “Talking Back to Frida: Houses of Emotional Mestizaje," History and Theory, Theme Issue 41 (2002), 56-71.
“Talking Back to Frida: Houses of Emotional Mestizaje” is, in part, a historical meditation on the silencing of three women, Frida Kahlo, Maria Enríquez, a Mexican woman who was sexually assaulted in 1924, and me. Written in an innovative historical fashion that joins techniques drawn from fiction, journalism, and history, the article attempts to understand specific assaults on women’s voices by drawing readers into the historical worlds of the protagonists. “Talking Back” also seeks to respond to Hans Kellner’s incisive theoretical challenge: how do historians’ person histories affect their historical choices? The article’s organization depends on my understanding of language, color, and physicality, as the emotional architecture of the Deep Southern and Mexican places tend to both enclose and partially free the protagonists. The essay begins by leading the reader into my own past in the Deep South, a past where German Jewish and Russian Jewish relatives engaged in a cultural battle over form, personal style, and will. Confronting a German Jewish world where only things—never feelings—seemed to matter, I found solace in the friendship of a black servant. That friendship, in turn, helped prompt a particularly empathic historical voice. The southern section is followed by a journey into Frida Kahlo’s Mexican world. In that world, Kahlo’s severe physical pain and solitude construct inner and outer universes. The people who populate these worlds are friends, lovers, husband, and the Mexican poor. Kahlo’s artistic renditions of these people reflect, the article suggests, both the depth of her love for them and a tendency to use them in response to her despair. Finally, “Talking Back” reconstructs the world of María Enríquez, a Michoacán peasant woman assaulted in public by her former boyfriend. Abandoned by friend, sister, and Catholic women on the way to church, Enríquez develops a voice laced with generosity, cultural insight, and a rare self-possession.
David J. Staley, “A History of the Future," History and Theory, Theme Issue 41 (2002), 72-89.
Does history have to be only about the past? “History” refers to both a subject matter and a thought process. That thought process involves raising questions, marshalling evidence, discerning patterns in the evidence, writing narratives, and critiquing the narratives written by others. Whatever subject matter they study, all historians employ the thought process of historical thinking. What if historians were to extend the process of historical thinking into the subject matter domain of the future? Historians would breach one of our profession’s most rigid disciplinary barriers. Very few historians venture predictions about the future, and those who do are viewed with skepticism by the profession at large. On methodological grounds, most historians reject as either impractical, quixotic, hubristic, or dangerous any effort to examine the past as a way to make predictions about the future. However, where at one time thinking about the future did mean making a scientifically-based prediction, futurists today are just as likely to think in terms of scenarios. Where a prediction is a definitive statement about what will be, scenarios are heuristic narratives that explore alternative plausibilities of what might be. Scenario writers, like historians, understand that surprise, contingency, and deviations from the trend line are the rule, not the exception; among scenario writers, context matters. The thought process of the scenario method shares many features with historical thinking. With only minimal intellectual adjustment, then, most professionally trained historians possess the necessary skills to write methodologically rigorous “histories of the future.”
Gavriel Rosenfeld, “Why Do We Ask ‘What If?’ Reflections on the Function of Alternate History," History and Theory, Theme Issue 41 (2002), 90-103.
The new prominence of alternate history in Western popular culture has increasingly prompted scholars to historicize it as a broader phenomenon. What has largely escaped notice until now, however, has been the question of the underlying function of alternate history as a genre of speculative narrative representation. In this essay, I argue that writers and scholars have long produced “allohistorical narratives” out of fundamentally presentist motives. Allohistorical tales have assumed different typological forms depending upon how their authors have viewed the present. Nightmare scenarios, for example, have depicted the alternate past as worse than the real historical record in order to vindicate the present, while fantasy scenarios have portrayed the alternate past as superior to the real historical record in order to express dissatisfaction with the present. The presentist character of alternate histories allows them to shed light upon the evolving place of various historical events in the collective memory of a given society. In this essay, I examine American alternate histories of three popular themes—the Nazis winning World War II, the South winning the Civil War, and the American Revolution failing to occur—in order to show how present-day concerns have influenced how these events have been remembered. In the process, I hope to demonstrate that alternate histories lend themselves quite well to being studied as documents of memory. By examining accounts of what never happened, we can better understand the memory of what did.
REVIEW ESSAYS
Allan Megill on Humanity: A Moral History of the Twentieth Century by Jonathan Glover and Long Shadows: Truth, Lies, and History by Erna Paris, History and Theory 41, no. 4 (2002), 104-123.
Stephen Bann on Change Mummified: Cinema, Historicity, Theory by Philip Rosen, History and Theory 41, no. 4 (2002), 124-133.
Robert A. Rosenstone on Slaves on Screen: Film and Historical Vision by Natalie Zemon Davis, History and Theory 41, no. 4 (2002), 134-144.
Cover image: Aerial photograph of the Dead Sea, Israel, by Tim Mossholder (3 April 2019)